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News
Washington State Proposes Insurance Mandate for Advisors
1+ week, 1+ day ago (693+ words) An organization of investors' attorneys supports the regulation, arguing it could address the continued issue of unpaid arbitration awards. Currently, Oregon and Oklahoma are the only two other states requiring RIAs to carry at least $1 million in “errors and omissions…...
Retirement Advice Ecosystems Eclipse Product Focus
3+ week, 2+ day ago (334+ words) Record keepers must support multiple advice pathways as 11,000 Americans turn 65 daily, shifting competition from product leadership to enabling comprehensive guidance. Nearly 11,000 Americans turn 65 every day, marking one of the largest retirement transitions in U.S. history. For record keepers, advisors, asset managers…...